1996, Number 2 Performance Monitoring and Evaluation TIPS USAID Center for Development Information and Evaluation CONDUCTING KEY INFORMANT INTERVIEWS What Are Key Informant Interviews? They are qualitative, in-depth interviews of 15 to 35 people selected for their first-hand knowledge about a topic of interst. The interviews are loosely structured, relying on a list of issues to be discussed. Key informant interviews resemble a conversation among acquaintances, allowing a free flow of ideas and information. Interviewers frame questions spontaneously, probe for information and takes notes, which are elaborated on later. When Are Key Informant Interviews Appropriate? This method is useful in all phases of development activities identification, planning, implementation, and evaluation. For example, it can provide information on the setting for a planned activity that might influence project design. Or, it could reveal why intended beneficiaries aren't using services offered by a project. Specifically, it is useful in the following situations: 1. When qualitative, descriptive information is sufficient for decision-making. 2. When there is a need to understand motivation, behavior, and perspectives of our customers and partners. In-depth interviews of program planners and managers, service providers, host government officials, and beneficiaries concerning their attitudes and behaviors about a USAID activity can help explain its successes and shortcomings. 3. When a main purpose is to generate recommendations. Key informants can help formulate recommendations that can improve a program's performance. 4. When quantitative data collected through other methods need to be interpreted. Key informant interviews can provide the how and why of what happened. If, for example, a sample survey showed farmers were failing to make loan repayments, key informant interviews could uncover the reasons. 5. When preliminary information is needed to design a comprehensive quantitative study. Key informant interviews can help frame the issues before the survey is undertaken. Advantages and Limitations Advantages of key informant interviews include: they provide information directly from knowledgeable people they provide flexibility to explore new ideas and issues not anticipated during planning they are inexpensive and simple to conduct Some disadvantages: they are not appropriate if quantitative data are needed they may be biased if informants are not carefully selected they are susceptible to interviewer biases it may be difficult to prove validity of findings Once the decision has been made to conduct key informant interviews, following the step-by-step advice outlined below will help ensure high-quality information. Steps in Conducting the Interviews Step 1. Formulate study questions. These relate to specific concerns of the study. Study questions generally should be limited to five or fewer. Step 2. Prepare a short interview guide. Key informant interviews do not use rigid questionnaires, which inhibit free discussion. However, interviewers must have an idea of what questions to ask. The guide should list major topics and issues to be covered under each study question. Because the purpose is to explore a few issues in depth, guides are usually limited to 12 items. Different guides may be necessary for interviewing different groups of informants. Step 3. Select key informants. The number should not normally exceed 35. It is preferable to start with fewer (say, 25), since often more people end up being interviewed than is initially planned. Key informants should be selected for their specialized knowledge and unique perspectives on a topic. Planners should take care to select informants with various points of view. Selection consists of two tasks: First, identify the groups and organizations from which key informants should be drawn for example, host government agencies, project implementing agencies, contractors, beneficiaries. It is best to include all major stakeholders so that divergent interests and perceptions can be captured. Second, select a few people from each category after consulting with people familiar with the groups under consideration. In addition, each informant may be asked to suggest other people who may be interviewed. Step 4. Conduct interviews. Establish rapport. Begin with an explanation of the purpose of the interview, the intended uses of the information and assurances of confidentiality. Often informants will want assurances that the interview has been approved by relevant officials. Except when interviewing technical experts, questioners should avoid jargon. Sequence questions. Start with factual questions. Questions requiring opinions and judgments should follow. In general, begin with the present and move to questions about the past or future. Phrase questions carefully to elicit detailed information. Avoid questions that can be answered by a simple yes or no. For example, questions such as "Please tell me about the vaccination campaign?" are better than "Do you know about the vaccination campaign?" Use probing techniques. Encourage informants to detail the basis for their conclusions and recommendations. For example, an informant's comment, such as "The water program has really changed things around here," can be probed for more details, such as "What changes have you noticed?" "Who seems to have benefitted most?" "Can you give me some specific examples?" Maintain a neutral attitude. Interviewers should be sympathetic listeners and avoid giving the impression of having strong views on the subject under discussion. Neutrality is essential because some informants, trying to be polite, will say what they think the interviewer wants to hear. Minimize translation difficulties. Sometimes it is necessary to use a translator, which can change the dynamics and add difficulties. For example, differences in status between the translator and informant may inhibit the conversation. Often information is lost during translation. Difficulties can be minimized by using translators who are not known to the informants, briefing translators on the purposes of the study to reduce misunderstandings, and having translators repeat the informant's comments verbatim. Step 5. Take adequate notes. Interviewers should take notes and develop them in detail immediately after each interview to ensure accuracy. Use a set of common subheadings for interview texts, selected with an eye to the major issues being explored. Common subheadings ease data analysis. Step 6. Analyze interview data. Interview summary sheets. At the end of each interview, prepare a 1-2 page interview summary sheet reducing information into manageable themes, issues, and recommendations. Each summary should provide information about the key informant's position, reason for inclusion in the list of informants, main points made, implications of these observations, and any insights or ideas the interviewer had during the interview. Descriptive codes. Coding involves a systematic recording of data. While numeric codes are not appropriate, descriptive codes can help organize responses. These codes may cover key themes, concepts, questions, or ideas, such as sustainability, impact on income, and participation of women. A usual practice is to note the codes or categories on the left-hand margins of the interview text. Then a summary lists the page numbers where each item (code) appears. For example, women's participation might be given the code "wom par," and the summary sheet might indicate it is discussed on pages 7, 13, 21, 46, and 67 of the interview