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ANNEX 3

THE NPI PROCESS: PARTICIPATORY DESIGN

INTRODUCTION

The unveiling of the New Partnerships Initiative four months ago launched an intensive consultation process with a broad array of development partners--including U.S. based and local PVOs and NGOs, coops, local officials, the business community, universities, community colleges, think tanks, foundations, academics, and other donors--as well as numerous USAID/W and USAID field personnel.

In order to make the process as broad-based and inclusionary as possible, a variety of different venues for public participation were established: direct involve-ment in the task forces and steering committee, two major public consultations, numerous talks with groups inside and outside the Agency, and the establishment of an electronic network and discussion group, NPI-NET.

Most importantly, the very process of elaborating NPI has reflected--both in spirit and in practice--the ideals of partnership, participation, cooperation and diversity embodied in the initiative itself. To demonstrate the richness of such an approach, the elaboration process is outlined below.

THE INITIAL STAGES

Subsequent to Vice President Gore's announcement of NPI on March 12, a cross-bureau team of USAID/W staff worked to develop a draft prospectus for the initiative, to be presented publicly at the April 12 meeting of the Advisory Committee on Voluntary Foreign Aid (ACVFA).

Despite the considerable time constraints faced by the team, a number of external partners were engaged in preliminary discussions even at this early stage of the process in order to ensure that the initiative was built from the ground up on a foundation of authentic partnership. The draft prospectus was the subject of numerous briefings and discussions with USAID staff from all the regional and central bureaus, including senior management and Development Planning officers. In addition, an Agency-wide Notice was issued on April 4 to provide information on NPI and invite input from USAID/W and field staff.

Deputy Administrator Carol Lancaster--NPI Coordinator--presented the prospectus at the ACVFA meeting and announced the formation of a Steering Committee and three task forces to build on the initial draft prospectus. She requested that a final report be produced under the direction of NPI's Deputy Coordinator, Cathryn L. Thorup, by mid-July, and that the process be fully participatory.

NPI STEERING COMMITTEE

35 Steering Committee (SC) members were carefully chosen so that a wide variety of organizations, interests and USAID bureaus/missions was effectively represented (see Table 1). Individuals representing associations of NGOs and PVOs were especially sought so that--through these intermediaries--greater numbers of our development partners could be included in the NPI process. For example, one SC member is the head of FAVDO, a consortium of 450 African NGOs, while another is Vice President of InterAction, an association of approximately 160 PVOs.

Geographic location did not preclude seven individuals from participating on the SC as "virtual members," including donors from the Netherlands and Canada, as well as the Mayor of Abilene, Texas (who also heads the international division of the National League of Cities). Virtual members maintained close contact with the SC and provided input via electronic mail and facsimile, as well as personal attendance at some of the meetings and Public Consultations.

Following a handful of organizational meetings among USAID staff charged with developing the initiative, the SC met for two hours each week--12 times in all

--between April 26 and July 17. The SC meetings served as a vehicle for tasking and monitoring the work of the TFs, as well as exploring a wide range of program issues associated with NPI (e.g., budget, reengineering, donor coordination, contracting, definition of types of partners, etc.). The meetings also served as a forum for active debate among USAID staff and partners about a wide range of design issues (interrelationship of the components, phasing in of the initiative, differentiation of NPI to country circumstances, etc.). The diversity of perspectives and the wealth of development explerience were impressive, and the group demonstrated a remarkable convergence around focus, lessons learned, and goals of the initiative.

Detailed minutes from each of the meetings were prepared and served a number of purposes: they kept virtual members and those who missed a meeting "in the loop;" they clearly documented all of the substantive and procedural issues which arose; and they facilitated later preparation of the Core and Focus Reports.

Special emphasis was placed on inviting "Guests from the Field" to each of the SC meetings (see Table 7). For many, this was one of the most valuable and interesting aspects of the entire process. These guests--including Mission Directors, Deputy Mission Directors and Project Development Officers--were invited specifically to ground NPI in the realities of the field and to make the initiative a responsive and effective tool for building local capacity and enhancing partnership vehicles in every region. A gender advisor from one of the regional bureaus was also invited to speak with SC members and contribute ideas, signaling NPI's commitment to the empowerment of women.

Guests were invited to provide feedback as to: (1) how NPI could be implemented in a manner which takes advantage ofand expands the scope ofmanagement reforms; (2) how ongoing and planned activities/programs in the field might be enhanced by NPI; (3) how the achievement of results and perform-ance indicators under strategic/action plans might be affected; and (4) what types of management or other difficulties might be anticipated with respect to the initiative. The input provided was rich in its level of detail and underscored the need for NPI to be designed in a way that is sensitive to local realities.

TASK FORCES

The NGO Empowerment task force (TF) initiated its activities with an introductory meeting on May 8. Weekly meetings were attended regularly by a core team of individuals (see Table 2) from the U.S. PVO and university community, as well as USAID personnel representing all of the Washington bureaus. In many instances, alternates from the outside community attended meetings when an initial TF member was traveling or unable to attend. Individuals from USAID/Niger and Bangladesh served as virtual members and added a critical field perspective. All TF members brought a wealth of knowledge, experience, dedication and passion to the goal at hand, which they applied steadfastly toward assisting USAID to determine the most effective approaches to local NGO empowerment and capacity building.

USAID personnel prepared initial drafts of specific sections of the TF's report: Fostering an Enabling Environment for NGO Empowerment, Measuring NGO Empowerment, and Funding Vehicles for NGO Empowerment. These documents formed the core of discussions for the program description ultimately decided upon, and were regularly revised and updated at the weekly meetings. Comments and input on the documents were sought regularly from beyond the task force as well. Task force members from outside USAID collected reactions and recommendations from within their organizations and communities and USAID staff shared the document among their colleagues, frequently via electronic networking.

The weekly discussions were wide-ranging, often provocative, but always productive. Each session raised new topics and issues that were debated and further researched during the period between meetings. The distribution of perti-nent documents researched and collected by individual members since the previous meeting was the first order of business each week. Progress was steady and the final product reflects the hard work as well as the diversity of the TF members.

The Small Business Partnership TF was constituted to assure broad representation from both USAID/W and the field, the NGO community, business associations and small business consultants. In all, over forty USAID/W, mission personnel and outside partners contributed to the work of the group (see Table 2). USAID/Bangladesh, Hungary, Thailand, Senegal and Philippines served as virtual members of the task force.

Participation was specifically invited from ACVFA and InterAction, and TF members met with interested ACVFA members in a small workshop. Sub-groups were established on: the development rationale and policy requirements, women in business, and reengineering. Each of these sub-groups produced a separate annex, available to interested parties upon request.

The lack of a focused Agency program on small business made the aggregation of program data and lessons learned complex, which--in turn--made Task Force deliberations difficult. It is also clear from the TF discussions that the success of NPI will depend on the rapid and successful implementation of the reengineering initiative and associated changes in USAID's contracting procedures and organizational culture, both in Washington and in the field.

The Democratic Local Governance TF was formed by inviting various partners with extensive experience--together with seasoned USAID/W and field personnel--to develop a new approach to local governance programs. The 34 participants represented a variety of organizations, including urban associations, political development groups, think tanks, municipal development groups, donors, the State Department and USAID missions from around the world (see Table 2).

A series of working meetings was held in Washington in order for members to clarify concepts, set parameters and develop programmatic menus. Issues inciting lively discussion included: policy dialogue, sequencing, the focus on urban areas, and a comparison of current and past USAID governance programs. The minutes from each meeting were distributed via an electronic listserv, which was set up as a means for TF members to generate and express new ideas, and share their experiences across various regions.

The electronic network was successful in keeping all members abreast of the TF's progress and activities, and allowed for much greater participation and interaction--particularly by virtual members. The network facilitated the "ground-truthing" of new ideas and proposed programs by providing members with a better understanding of how important each element of governance is for local-level democratization to flourish. Some DLG TF members commented that the large number of submissions from colleagues and the tight NPI deadlines made it difficult to keep up with the reading materials and provide timely comments.

OUTREACH TO USAID/W AND FIELD PERSONNEL

From the earliest stages of elaboration of NPI, a concerted effort was made to involve Agency personnel from all operating units to the greatest extent possible (see Tables 6 and 7). Participation was fostered in a variety of ways by:

CONSULTATIONS WITH OUTSIDE GROUPS/PARTNERS

The list of briefings and meetings held with external partners (at Table 5) clearly demonstrates the breadth of participation in the NPI elaboration process and the energy devoted to this end by SC and TF members. Every effort was made to respond to all invitations to brief groups on the initiative. In addition, emphasis was given to proactively providing public fora for consultation with a wide array of actors interested in NPI, so that their views could be expressed, their expertise tapped, their concerns addressed and their ideas incorporated into the initiative.

PUBLIC CONSULTATIONS

The first of two Public Consultations on NPI was held on May 25. The meeting was extremely well-attended, attracting dozens of USAID employees as well as nearly seventy external participants representing U.S. PVOs and NGOs, local NGOs, small business groups, foundations, universities, and municipal associations (see Table 3). The mix was representative of the sectors with which NPI will work and provided participants with an opportunity to hear the ideas and concerns of individuals and groups of diverse perspectives.

USAID Administrator J. Brian Atwood addressed the group, emphasizing the importance he places upon the initiative with its focus on local capacity building. Cathryn L. Thorup provided a detailed overview of NPI and described both the substantive challenges and the process by which the initiative is being developed. Danielle Roziewski spoke briefly about NPI-NET and explained how interested individuals worldwide can use this vehicle to actively contribute to the elaboration of NPI. SC member Bill Reese chaired a panel of the three task force leaders, who explained each of the components in greater detail. The session was then opened to general discussion and questions from those in the audience, many of whom were learning about NPI for the first time. The session ended with encouragement of further involvement on the part of the participants and an invitation to the second Public Consultation.

The second public forum was held on June 21 in conjunction with the quarterly ACVFA meeting, entitled "The USAID/PVO Partnership in Action" (see Table 4). After the first panel, the remainder of the morning was devoted entirely to NPI. Cathryn L. Thorup ushered in the session by providing a detailed overview of NPI--its origin, overarching rationale and components, its participatory process of elaboration, linkages with other Agency policies/ reforms, and general operational guidance.

Following a Question and Answer session with the audience, nearly two hundred participants broke into smaller discussion groups focusing on NPI's three components: NGO Empowerment, Small Business Partnership and Democratic Local Governance. The groups--moderated by ACVFA members and with NPI Task Force leadership as resource persons--discussed short report summaries and lists of questions that had been circulated prior to the meeting. This format allowed participants to deepen their knowledge of a particular NPI area, raise questions, share their expertise and generate new ideas. ACVFA members reported on their small groups' discussions at the end of the day--in each group, participants validated many of the points made in the full task force reports, and underscored or raised additional comments.

SESSIONS WITH OUTSIDE EXPERTS

In order to broaden the scope of consultation still further and solicit feedback on both the theoretical underpinnings and technical ramifications of NPI, three separate sessions were held with outside academic and technical development specialists to discuss the initiative.

In the first session, a group was assembled--representing the university community, business associations, NGO and PVO communities, and small business consultants--to discuss the development rationale and enabling environment for NPI. There was an extensive discussion of the small business component, and consensus that a partnership between the business community and local government is critical to building local capacity. There was also agreement that the "demand" side of reform is critical, through the engagement of civil society in pressuring for improvements in the enabling environment.

The second session included representatives from the World Bank, Associates in Rural Development and Center for Concern. The group stressed the concept of "subsidiarity" as critical to NPI, i.e. moving resources and authority closer to the problem within a broader concept of rights and rules. A strong case was made that USAID has the advantage of grant funds and flexibility, as well as the ability to work directly with local groups. Growing out of its work in participa-tion, the World Bank is also exploring the relative roles and responsibilities of the state and civil society. Civil society was seen as the final component in the development "mix" upon which donors must focus their attention. Importantly, there was agreement that NPI focuses on exactly the right sectors.

In the third session, some members of the SC and the NGO Empowerment Task Force met with Lester Salamon, Director of the Johns Hopkins Institute for Policy Studies and of the Comparative Nonprofit Sector Project. As Dr. Salamon is a highly visible and well-respected expert within the nonprofit community, his comments on NPI and the nongovernmental sector were especially insightful and helpful.

Dr. Salamon found the NPI concept to be right on target. He stressed the need to develop an array of vehicles and mechanisms to unleash initiative at the local level, and emphasized that work in the area of local democratic governance and NGOs must have local institutional roots to be effective. Based on his extensive research, he mentioned that government's relationship with the nonprofit sector is actually more collaborative than commonly believed and should be viewed in terms of a managed interdependence, combining the best of partnership and autonomy. Finally, Dr. Salamon highlighted the importance of addressing the infrastructure of the nonprofit sector as a whole and explicitly strengthening its capacity through intermediary service organizations.

DONOR COORDINATION

There has been a concerted effort to involve selected donors in the development of NPI from its inception, a number of whom have extensive experience and ongoing programs in related areas. Their cooperation will be essential to the establishment of an effective policy dialogue on improving the enabling environment.

Canadian CIDA and The Netherlands participated as virtual SC members, representatives from the World Bank served on the Small Business Task Force, and representatives from both the Inter-American Development Bank and the Canadian International Development Agency (CIDA) served on the Democratic Local Governance Task Force. Moreover, the Inter-American Foundation and the Ford Foundation have also expressed interest in getting involved with NPI. A number of individuals have specifically commented on their surprise at--and appreciation for--being included so early in the elaboration process.

In addition to providing input via these formal meeting channels over the three-month period, donors were very much involved in reviewing and commenting on the final draft NPI Report. Specific feedback was provided by both the World Bank and CIDA on the NGO and Small Business Focus Reports, and by The Netherlands on the Core Report. The World Bank has specifically offered to collaborate in assessment activity under NPI.

In mid-June, SC members Larry Garber and Norm Nicholson met with donors from Sweden (SIDA), the European Union and The Netherlands. Norm Nicholson also consulted with Canadian CIDA in Ottawa. The purpose of the trip was to brief them on NPI and to discuss their possible contributions and cooperation. All three donors were in agreement with the fundamental development rationale of NPI and felt that the three NPI components were critical elements of local capacity building. The donors also expressed interest in improving performance measurement, as well as developing partnerships of nongovernmental actors--both of which are central to NPI.

NPI-NET

In order to take advantage of the increasing use of network communications at USAID--particularly as such linkages become more innovative--high priority was given to the establishment of an electronic network and discussion group speci-fically dedicated to the initiative, NPI-NET. All public documents pertaining to NPI are accessible on-line and may be retrieved by subscribers, who currently number sixty-seven.

The network serves a number of functions: (1) it is an effective vehicle for disseminating information on NPI to a whole range of USAID's development partners, particularly those outside of the Washington area; (2) it provides a widely accessible, open and interactive forum for all those interested in the initiative, particularly USAID/W employees and field personnel, and a wide variety of nongovernmental actors in the U.S. and abroad; and (3) it serves as a means for generating ideas, stimulating discussion, voicing concerns and increasing communication between all development partners.


TABLE 1

Carol LancasterNPI Coordinator
Cathryn L. ThorupNPI Deputy Coordinator
LIST OF STEERING COMMITTEE MEMBERS
USAID/W: Cathryn L. ThorupPPC (chair)
Russell AndersonG/EG/EIR
Liz BaltimoreM/ROR
Gerald BritanPPC/CDIE
Ramon DaubonLAC
Larry GarberPPC/SA
Curt GrimmAFR/DP/PSE
Robert HermanENI/PCS/PS
Nyka JasperLPA
Pat JordanPPC/CDIE
Carolyn KarrGC/BHR
Diane La VoyPPC/SP
Adele LiskovBHR/PVC
Norm NicholsonPPC/DC
John NorrisLPA/PL
Kathleen O'HaraM/OP/POL
Sher PlunkettM/ROR
Len RogersBHR
Danielle RoziewskiPPC
Mike RughPPC (budget working group)
Elise Storck BHR/PVC
Carolyn WeiskirchPPC/DP
OUTSIDE PARTNERS:Bob ChaseWorld Learning
Gloria DavisWorld Bank
Peter de Haan (designated)the Netherlands
Vivian Lowery DerryckAfricanAmerican Institute
Tom FoxWorld Resources Institute
Janine Hutt (designated)CIDA
Carolyn LongInterAction
Gary McCalebNational League of Cities
Gabriel NegatuFAVDO
John PielemeierConsultant
Bill ReesePartners of the Americas
John SullivanU.S. Chamber of Commerce
Jennifer TuftsEuropean Union
Norman UphoffCornell University
CORE DRAFTING TEAM
Russell AndersonG/EG/EIR
Larry GarberPPC/SA
Curt GrimmAFR/DP/PSE
Robert HermanENI/PCS/PS
Pat JordanBHR/PVC
Norm NicholsonPPC/DC
Len RogersBHR
Danielle RoziewskiPPC
Cathryn L. ThorupPPC

TABLE 2

LIST OF TASK FORCE MEMBERS
NGO EMPOWERMENT
USAID/W:Len Rogers BHR (chair)
John Anderson ANE/SEA
Sharon EpsteinLAC/RSD
John GrantBHR/PPE
Curt GrimmAFR/DP/PSE
Robert HermanENI/PCS
Sallie JonesBHR/PVC
Adele LiskovBHR/PVC
USAID FIELD
PERSONNEL:USAID/Bangladesh
USAID/Niger
OUTSIDE PARTNERS:
Caryle Cammisa, ACAP
Ginny Hammell, NASULGC
Arlene Lear, Counterpart Foundation
Melinda Moree, PATH
Sarah Newhall, PACT
Bonni Ricci, World Learning
Mary Thormann, IED
Stephanie Weishaar, WINROCK
SMALL BUSINESS PARTNERSHIP
USAID/W:Russell AndersonG/EG/EIR (chair)
Gregg BakerANE/SEA/EA
John CoakleyPPC
Monique CohenG/EG
John Godden OSDBU
Dana IrelandPPC
Norm NicholsonPPC/DC
Rosalie NoremG/WID
Ron StrykerG/EG/EFS
Paul UlrichG/EG/MD
Gary VaughnLAC
John WilkinsonG/EG
Edmund WiseG/EG/BDS
Robert YoungAFR/ARTS/EA
USAID FIELD
PERSONNEL:Dick BrownUSAID/Bangladesh
Mitzi LikarUSAID/Hungary
Gene MorrisUSAID/Thailand
Cameron WeberUSAID/Senegal
Gordon WestUSAID/Philippines
OUTSIDE PARTNERS:
Tony Barkley, International Development Committee, Professional Services Council
Cliff Barton, IMCC
Kimberly Brown, Counterpart Foundation
Larry Cooley, Management Sciences International
Jean Downing, Appropriate Technology Inc.
Barbara Ferris, International Women's Democracy Center
Monica Fong, World Bank
Barbara Foster, TSS Institute for Education and Development
John Galles, National Small Business United
Tom Gray, National Federation of Independent Businesses
Jim Hostetler, Small Business Foundation of America
Nick Kulibaba, Abt Associates
Aubrey Mills, Salesian Missions
Bob Morgan, Council on Growing Companies
Allen Neece, Jr., National Venture Capital Association
Eric Nelson, Development Alternatives Inc.
Marlee Norton, National Telephone Cooperative Assoc.
John Satagaj, Small Business Legislative Council
Karen Sherman, Counterpart Foundation
John Sullivan, Center for International Private Enterprise
David Voight, Small Business Council, USCHAMBER
Harvey Wallender, International Executive Service Corps
Leila Webster, World Bank
Russ Webster, Management Sciences International
C. Jean Weidemann, Weidemann Associates
DEMOCRATIC LOCAL GOVERNANCE
USAID/W:Larry GarberPPC/SA (chair)
Chuck CostelloG/DG (exofficio)
Patrick Fn'PiereG/DG
Gary HansenPPC/CDIE/POA (exofficio)
Susan KosinskiENI/DG/RLG
Jenna LucheG/WID
Frank MethodG/HCD/PP
Norm NicholsonPPC/DC
Ted PriftisENI/DG/RLG
Maria RendonANE/SEA
Shelley RojanoPPC
Steve SharpG/ENV/UP
Bob ShoemakerAFR/SD/HRD
David YangANE/SEA/SPA
USAID FIELD
PERSONNEL:Tamara ArsenaultUSAID/Poland
Carleene DeiUSAID/South Africa
John FisherUSAID/Guatemala
Rene LemarchandREDSO/WCA
Kris LokenUSAID/El Salvador
David PainterRHUDO/NE Tunisia
Cynthia RozellUSAID/Malawi
Ken SchofieldUSAID/Philippines
Marilyn ZakUSAID/Dominican Republic
OUTSIDE PARTNERS:
John Arbogast, Department of State
Juanita Crabb, Sister Cities International
Vivian Lowery Derryck, African American Institute
Peter Feiden, International City Managers Association
JoMarie Griesgraber, Center for Concern
Jorge Landivar, InterAmerican Development Bank
Gary McCaleb, National League of Cities
Tom Melia, National Democratic Institute
Bernard Ross, American University
Bruce Schearer, Synergos
Ken Sherper, UNDP
Ray Shonholtz, Partners for Democratic Change
Lisa VeneKlasen, InterAction
Scott Wade, Canadian Internat'l Development Agency (CIDA)
Susan Wickwire, Department of State


TABLE 3

PUBLIC CONSULTATION #1 (MAY 25) - REGISTRATION LIST
NAMEAFFILIATION
Adrienne AllisonCenter for Development & Population Activities
Celeste AngusORT International
Liz BattoclettiCitizen's Network for Foreign Affairs
Mark BidusInternational City Managers Association
Anita BondsAfricare
Patricia BossanyOverseas Cooperative Development Council
Shawn BradleyPlanning Assistance
Jim BrooksNational League of Cities
Maureen BudettiAssoc. Liaison Office for University and Corporation Development
Valeria BudinichAppropriate Technology International
Ron BurkardCARE
Bob ChaseWorld Learning
Don CraneAgriculture Cooperation Development International
Al DecieFund for Democracy and Development
Nik DehejiaCommittee on Agricultural Sustainability for Developing Countries
Jonathan DeullThe Hunger Project
Mary DonaldsonPartners of the Americas
Ron EpsteinVITA
Dr. William FiebigRodale Institute
Gary FilermanPew Health Commission
Heather FooteUnitarian Universalist Service Committee
Tom FoxWorld Resources Institute
Dorothy FrenchMedical Care Development International
Doug GreeneCatholic Relief Services
Peter GubserAmer. Near East Refugee Aid
Deborah HardingGerman Marshall Fund
Mark HaskellAmerican International Health Alliance
George IngramCitizens Democracy Corps
Joel LamsteinWorld Education
Jerry LeachCitizen's Network for Foreign Affairs
Arlene LearCounterpart Foundation
Joan LeavittVOCA
Carolyn LongInterAction
Frank LostumboNational Council for International Health
Bruce MazzieAgriculture Cooperation Development International
Jill MerrickInternational Center for Research on Women
Leslie MitchellPACT
Robert S. MorganCouncil of Growing Companies
Carol MortonChurch World Service
Melissa MoyeDebt for Development
Dr. Floyd MurdochAdventist Development & Relief Agency International
Gabriel NegatuFAVDO
Miriam NeugeborenHabitat for Humanity International
Melissa NuwaysirACVFA
Ismael OuedraogoAbt Associates
Audrone PakstysU.S. Baltic Foundation
Sharon PaulingBread for the World
Blair PhiferCenter for Democracy
Bill ReesePartners of the Americas
Rosemary RegisSalvation Army
Dana ReillyPACT
Regina Ann RippetoeEsquel Group Foundation
Peter RosenblattFund for Democracy and Development
John RossDebt for Development Coalition
Kristin SchaferCommittee on Agricultural Sustainability for Developing Countries
Pat ScheidAga Khan Foundation
Elizabeth ScottGoodwill Industries
Cathy SelvagtioBread for the World
Karen ShermanCounterpart Foundation
Patricia SinayPartners of the Americas
Julie SmithEnersol Associates
Bill SpencerWashington Office on Latin America
Jean StokanSHARE Foundation
Kate ThomasORT International
Steven TullbergIndian Law Resource Center
Martha Cecilia VilladaPartners of the Americas
Harvey WallenderInternational Executive Service Corps
Kimberly WelchCenter for International Private Enterprise
Wade WestGlobal Livestock Discussion Group
Tom ZopfFood Aid Management


TABLE 4

PUBLIC CONSULTATION #2 (JUNE 21) - REGISTRATION LIST
NAMEAFFILIATION
Erica AgiewichDelphi International
Dawn AlexanderIUCN - World Conservation Union
Tara AndersonInternational Research & Exchange Board
Clarissa AskoulInternational Organization for Immigration
Byron BahlCentech
Joan BairdInternational Development Business Consultants
Jillian BarnesAmerican University
David BathrickAssoc. for International Agriculture & Rural Development
Richard BelousNational Planning Association
Karen BennettInternational Rescue Committee
Sandra BettderInternational City Managers Association
Edward Betzig
Mark BidusInternational City Managers Association
Barbara BlochPartners of the Americas
Hans-Better BoeInternational Organization for Immigration
Carroll BouchardAfrican Development Foundation
Michael BowersCounterpart Foundation
Mark Brady
Stephen BragerTerra Sequra International
Rachel BrandenburgWorld Bank
Michael BriggsInterAction
James BrooksNational League of Cities
Ralph Alex BrownFood First, Inc.
Kimberly BrownCounterpart Foundation
Maureen Budetti
Mayra BuvinicInternational Center for Research on Women
Carol CammisaACAP
Carol CappsChurch World Service/Lutheran World Relief
Bob Carlin
Julie Carvalho
Robert ChamberlainSalesian Mission
Audree Chase
Robert ChaseWorld Learning
Sandi ChesrownCMIG
Kristin ClayInstitute for Multi-Track Diplomacy
Linda Cobey
Rebecca ColemanFamily Health International
Jenkins CooperThe Mitchell Group, Inc.
Vincent CostaUniversity of Pittsburgh
Susan CoxHolt International Children's Services
Susan CrowleyMerck & Co.
Christen Cubbage
Peggy CurlinCenter for Development & Population Activities
Randall CurtisNature Conservancy
James DaltonAssociates in Rural Development
Daniel DadaNigerian Medical Assistance Corp.
Heather DavisInternational Research & Exchange Board
Jim DavisUniversity of Maryland
JacquelineDeCarlo Immigration and Refugee Services of America
Jean Decker-MatthewsInternational Labor Organization
Jennifer DeLay
Vivian Lowery DerryckAfrican-American Institute
Kate DicksonPan American Health Organization
John DittyGlobal Operations and Development
Korsi DogbeVirginia General Assembly
Polly DonaldsonPartners of the Americas
John DonnellyCatholic Relief Services
Jack DowneyAcademy for Educational Development
Ajit DuttaDATEX
Kate Eilbert
Nagla El-BassoiniAMIDEAST
Jim FeasterPartners of the Americas
Peter FeidenInternational City Managers Association
Silvia Patricia Figueroa
Catherine FischerUnited Methodist Committee on Relief
Julie FischerFischer, Peck Associates
Sandra FosterHOPE Worldwide
Kristine FowelsAfrican Development Foundation
Thomas FoxWorld Resources Institute
Carmen Franceschi
Harold FreemanEDC
Gregory GagarinCongress of Russian Americans
David GeilhufeIM&D
Ann GeorgeIREX
David GibsonTropical Forest Management Trust
Gregory GoffliedIMC
Steve GoldsteinJohn Hopkins University
Ron GollehonACDI
Steven GouneThe Mitchell Group, Inc.
Janet GreenInterAction
Theresa Gregory
William Gregory
Peter GubserANERA
Michael GugulisMedical Service Corp. Int'l
Ann GunningsService & Development Agency
Pat HealyCatholic Medical Missions Board
Armi HeinonenMinister/Counselor, Embassy of Finland
Melissa HentonAtlantic Council
Judith HermansonCooperative Housing Foundation
Donald Honicky
Ronald HowardOIC International
Mark HuettUniversity of Pittsburgh/IMDI and Int'l Training Management Group
Connie HughesElwyn Inc.
Mauricette Hursh-CesarFIC - Global Women
Gwendolyn IngrhamDevelopment Economics Group
Kate IskanderAfrican American Labor Center
Lonni JacksonWorld Relief
Bruce JayAIFLD
Marsha JerrettABT Associates
Satomi KameiOECF of Japan
Stafford KayPhelps-Stokes Fund
Natalya KeikuatovCongress of Russian Americans
Eileen KellyNASW
Jack KennedyCatholic Medical Missions Board, Inc.
Joseph KennedyAfricare
Nita Christine KentNational Planning Association
Le Xuan KhoaSoutheast Asia Resource Action Center
Ronald KirshnerGeneral Accounting Office
Maxim KishmirInternational Equity Management
Doug Konselman
Susan KoscisSearch for Common Ground
Carla Kovich
Tracy KronerLBII
Ksenia KyzykChildren of Cherynobyl Relief Fund
Lily Lai
Robert LawrenceRockefeller Foundation
Arlene LearCounterpart Foundation
Jun LeeCommunitarian Network
David LempertUnseen America Projects
Susan LenderkingAcademy for Educational Development
Martha LewisPartners of the Americas
Claudia LieblerGEM Initiative
Tonette LongDelphi International
Gerald LoreProject Hope
Amy LuckeyInterAction
Rahima MamdamAga Khan Foundation
Ada Jo MannGEM Initiative
C. L. ManningsOIC International
Larry MarinelliSalesian Missions
Francis Masson
Mekos Marshale
Gary McCalebNational League of Cities
Keith McCallumGlobal Operations and Development
Elizabeth McCarthyUNDP
Fr. Edward McMahonCatholic Medical Missions Board, Inc.
Wayne MedendorpChristian Reformed World Relief Comm.
Carrie MeyerGeorge Mason University
Aubrey MillsSalesian Missions
Louis MitchellPACT
Rachel MonahanCenter for Victims of Torture
Kelly MorrisPeace Corps
Melissa MoyeDDC
Karen MuirInternational Executive Service Corps
Irene Natividad
Lisa NelsonNational Audobon Society
Sara Newman
Robert NicolasCurtis Lewis & Associates
Linda Nkojo
Eleanor NorwoodSmithsonian Health Services
William NovelliCARE
Melissa Nuwaysir
Melanie OlivieroPanos Institute
Elizabeth OlsonAmerican Red Cross
Fred Olson
Maria OteroACCION International
Yinka OyinlolaCurtis Lewis & Assoc.
Henry PanlibutonTechnoserve
Susan ParkerRehabilitation International
Leslie Patykewich
Pamela PelletreauAmerican University
Barbara PhillipsDevelopment Economics Group
Adrienne PoultonIREX
Eliot Putnam
Bahram RajaeeUniversity of Delaware, Office of Int'l Programs
Forest RawlsBruce Morgan Associates
William ReesePartners of the Americas
Rosemary RegisSalvation Army World Service Office
Dr. John ReutayugaUkimwa Orphan's Association & Center for National & Traditional Medicines
Bonnie RicciWorld Learning
Andrew RiceIDC
Jill RizikaWorld Learning
Rebecca Robbins-PollardKapnek Charitable Trust
Sravani Ghosh RobinsonOIC International
Irving RosenthalCDME
John RossDebt for Development Coalition
Melissa RubinPPFA, Inc.
Brad RutherfordWinrock International
Martha SaldingerHVO
Rachel SavidisAcademy for Educational Development
Tania SawaChildren of Cherynobyl Relief Fund
Joseph ScelzoSmall Business Foundation of America
Sue SchramConsortium for Int'l Earth Science Info Network
David Scotton
Peter Sellar
Paul SevierTechnoServe
Victoria SheffieldInternational Eye Foundation
Walter Sherwin
Minha SheikhAga Khan Foundation
Rebecca SholesSID/WID
Art SimonChristian Childrens Fund
Peter SimpsonDelphi International
Patricia SinayPartners of the Americas
Marie SincabidPearl S. Buck Foundation
Marie SincavagePearl S. Buck Foundation
Aurora SiyNational Center for Nonprofit Boards
Joe SkeldaSBFA
Elise Fiber SmithWinrock International
Thomas SpringerInstitute for Central American Studies
Maria StephensTreasury Dept.
Dahlia SteinNational Planning Association
Paula StinsonANERA
Deborah StringerPATCO, Inc.
Tucker Stuart
Dennis StuessiInternational Aid
John H. SullivanDevelopment Associates, Inc.
Byron SwiftEnvironmental Law Institute
Dr. Samuel Taddesse World Class Schools
Julia TaftInterAction
Waco Takahashi-WelchJapanese International Cooperation Agency (JICA)
Kate ThomasORT International
Kitty ThuermerPopulation Service International
Robbie TishInternational Youth Foundation
Lewis TownsendFund for Democracy
Paul TuchmannRendon Group
Elizabeth TuicoNational Council for International Health
Dr. Jerry Lee UnderferUniversity of Toledo
Lydia UsamiInternational Alert
Bonni VanBlarcom
Martha Cecilia VilladaPartners of the Americas
Sylvia VirreiraPoints of Light
Carmen VotawGirl Scouts of the USA
Gary WalkerIM&D
Harvey WallenderInternational Executive Service Corps
Martha WalshAFFLI
Robert Ward
Sheila Ward
Monica WareNIS
David WaughInternational Labor Organization
Ted WeiheOverseas Cooperative Development Council
Kimberly WelchCenter for International Private Enterprise
Darcy WertzAfrican American Labor Center
Bruce WhiteFuture Farmers of America
Maurice WilliamsOverseas Development Council
Richard WilliamsWorld Environment Center
Roberta WirthMedical Service Corp. International
Teshome WondafrashNutifill
Tim YarlingJapanese International Cooperation Agency (JICA)
Renee Yates
Beverly YourmansInternational Orthodox Christian Charities
Nicole ZimmermanARS
Tom ZopfFood Aide Management
Marilyn ZuckermanNPA


TABLE 5

LIST OF BRIEFINGS/CONSULTATIONS

WITH OUTSIDE PARTNERS

'  Meeting of senior USAID staff with leaders of InterAction    March 21     

'  ACVFA Subcommittee meeting on the USAID/PVO Partnership      March 30     

'  Meeting with representative of the Synergos Institute        April 3      

'  Meeting with representatives of NASULGC (National            April 10     
Association of State Universities and Land Grant Colleges)                   

'  Introduction of NPI and issuance of the draft prospectus at  April 12     
quarterly ACVFA Meeting                                                      

'  Briefing to the U.S. Overseas Cooperative Development        April 18     
Council                                                                      

'  Meeting with representative of the General Accounting        April 25     
Office                                                                       

'  Meeting with Council of Foreign Relations, Study Group on    April 27     
Non-State Actors                                                             

'  Briefing to the Annual Forum with African NGO Leaders,       May 4        
sponsored by the Africa Bureau and InterAction                               

'  Briefing to the Committee on Agricultural Sustainability in  May 9        
Developing Countries                                                         

'  Meeting with the Executive Director of the PANOS Institute   May 18       

'  Meeting of various ACVFA members with the Administrator      May 19       

'  First of two Public Consultations on NPI, attended by        May 25       
nearly 70 external partners and dozens of USAID/W staff                      

'  Briefing to the Task Force on Community Colleges             May 26       

'  Meeting with academic/technical experts on the development   June 6       
rationale and enabling environment for NPI.  Participants                    
included Cliff Barton (IMCC), Norman Uphoff (Cornell                         
University), Chas Cadwell (IRIS), Tom Gray (DAI) and John                    
Sullivan (CIPE)                                                              

'  Meeting regarding NGO/PVO issues with representatives of     June 8       
the Inter-American Foundation                                                

'  Participation in a DAC seminar on civil society and          June         
consultations with various other European donors (SIDA, the     14-16        
Netherlands, the EU)                                                         

'  Various meetings/briefings with the Civil Society Task       April 10     
Force of the Summit of the Americas                             May 22       
                                                                June 26      

'  Second of two Public Consultations on NPI, held in           June 21      
conjunction with the quarterly ACVFA meeting, attended by over               
200 people                                                                   

'  Second meeting with group of academic/technical experts,     June 22      
including Gloria Davis (World Bank), Jamie Thompson (ARD), and               
Jo Marie Griesgraber (Center for Concern)                                    

'  Meeting with representative of the American International    June 23      
Health Alliance                                                              

'  Meeting with White House Office of Public Liaison regarding  June 26      
linkages between NPI and the President's "Common Ground"                     
initiative                                                                   

'  Participation in USIA Conference: "CIVITAS@Prague.1995:      July 1-6     
Strengthening Citizenship and Civic Education"                               

'  Various meetings of Steering Committee member Gabriel        early July   
Negatu with African NGOs                                                     

'  Third meeting with academic/technical experts, with Lester   July 6       
Salamon of Johns Hopkins University                                          

'  Meeting of InterAction members to discuss NGO Empower-ment   July 11      
task force report.  Among PVO/NGO participants were                          
representatives of NGOs in Burkina and Senegal                               

'  Briefing to CEDPA training course for NGO officials,         July 11      
including participants from China, Mexico, Vietnam and                       
Nigeria.                                                                     
              

TABLE 6

LIST OF BRIEFINGS/CONSULTATIONS

WITH USAID/W PERSONNEL

'  Briefing for Development Planning officers                   March 14     

'  Briefing at Senior Staff Meeting                             March 28     

'  Briefing to the Participation Working Group                  March 29     

'  Briefing for Deputy Assistant Administrators and             March 31     
Development Planning officers                                                

'  Briefing for the Sustainable Development Council             April 5      

'  Meeting with the Deputy Director of Human Resources          April 27     

'  Briefing at Senior Staff Meeting                             May 17       

'  Guest from USAID/W participating in Steering Committee       May 30       
meeting: Gretchen Bloom, Gender Advisor, ANE Bureau                          

'  Discussion of the draft Democratic Local Governance report   June 13      
by the Tuesday Group (weekly meeting of democracy officers)                  

'  Update at Senior Staff Meeting                               July 12      

'  Review of draft Core Report by various USAID/W staff         July         
                                                                14-18        


TABLE 7

LIST OF BRIEFINGS/CONSULTATIONS

WITH USAID FIELD PERSONNEL

'  Meeting with John Wesley, Mission Director, USAID/Egypt      May 1        

'  Guest from the field participating in Steering Committee     May 9        
meeting: Marilyn Zak, Mission Director, USAID/Dominican                      
Republic                                                                     

'  Guest from the field participating in Steering Committee     May 16       
meeting: George Wachtenheim, Mission Director, USAID/Peru                    

'  Meeting with Field Coordinator of the Greater Horn of        May 17       
Africa Initiative                                                            

'  Guests from the field participating in Steering Committee    May 23       
meeting:  Rick Machmer, Mission Director, USAID/Nepal and                    
Jeanne Bourgault, Democracy Officer, USAID/Moscow                            

'  Guest from the field participating in Steering Committee     May 30       
meeting:  Wilbur Thomas, former Mission Director, Guinea.                    

'  Meeting with Charles Corry, Program Officer and Lucie        June 5       
Simova, FSN Project Specialist/NGO work, in USAID/Prague                     

'  Briefing at conference for new Mission Directors/Deputy      June 13      
Mission Directors                                                            

'  Guests from the field participating in Steering Committee    June 13      
meeting: Robert Posner, Chief of the General Development                     
Office, USAID/Prague and Joy Riggs-Perla, Associate Director                 
of the Office of Human Resources and Development Cooperation,                
USAID/Egypt                                                                  

'  Briefing at State of the Art Technical Training (for         June 15      
approximately 40 HPN officers)                                               

'  Guest from the field participating in Steering Committee     June 20      
meeting:  Joel Schlesinger, Mission Director, USAID/Mali                     

'  Briefing to CDIE Summer Seminar participants                 June 26      

'  Guest from the field participating in Steering Committee     June 27      
meeting:  Gordon West, Deputy Mission Director,                              
USAID/Philippines                                                            

'  Guests from the field participating in Steering Committee    July 6       
meeting:  Cap Dean, Mission Director,  and Maria Beebe,                      
Mission Social Scientist, USAID/ South Africa                                

'  Review of draft Core Report by various USAID missions:       July         
Bangladesh, Czech Republic, Dominican Republic, Egypt, Mali,    14-18        
Nepal, Niger, Peru, Philippines, Russia, South Africa                        

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Last Updated on: December 22, 2000